WebDec 5, 2024 · Amendment of the General Exemption: Level 1 Regulatory Examination, 2012. There are no pages referenced by this update . Friday, August 24, 2012; BN.140 … WebIn terms of the General Code of Conduct of the FAIS Act, 36ONE Asset Management (Pty) Ltd (Registration number 2004/035570/07) is required to disclose the information in this document to you. You are therefore requested to read through the document carefully and sign the acknowledgement that you have read and understand the contents hereof.
Draft amendments to the FAIS General Code of Conduct and
WebProposed amendments to the General Code of Conduct (Code) under the FAIS Act for Authorised Financial Services Providers and Representatives seek to align advertising requirements to those set out in the Long-Term and Short-Term Insurance Policyholder Protection Rules. Web3. FSCA FAIS Notice 17 of 2024 – Amendment of the Exemption of particular FSPs from section 13 of the General Code of Conduct Category I or Category IV FSPs that are also underwriting managers and that only render specific financial services are exempt from section 13 of the General Code of Conduct, subject to conditions. romany spartan tile
Final amendments to the General Code of Conduct and the Code of Conduct …
WebJul 2, 2024 · The Financial Sector Conduct Authority (FSCA) has just published the final amendments to the General Code of Conduct for Authorised Financial Services Providers and Representatives under the FAIS Act. The extensive amendments published on 26 June 2024 include changes on the Advertising section as well. WebAMENDMENT OF THE GENERAL CODE OF CONDUCT FOR AUTHORISED FINANCIAL SERVICES PROVIDERS AND REPRESENTATIVES, 2003 AND THE SPECIFIC CODE OF CONDUCT FOR AUTHORISED FINANCIAL SERVICES PROVIDERS AND REPRESENTATIVES CONDUCTING SHORT-TERM DEPOSIT BUSINESS, 2004 I, … Web2 days ago · The Department's July 2024 NPRM proposed amendments to the Department's Title IX regulations would clarify, among other things, that Title IX prohibits … romany sport rm